Registered Representatives offering securities products and services through Royal Alliance Associates, Member FINRA/SIPC, a registered broker-dealer. In this regard, this communication is strictly intended for individuals residing in specific states. Offers may not be made or accepted from any resident outside the specific states. Advisory services offered through Royal Alliance Associates, Inc., a Registered Investment Advisor. is the marketing designation for the wholly owned subsidiary broker-dealer members of Registered Representatives offering securities through Royal Alliance Associates, Inc., member FINRA, SIPC. MidSouth Bank is not affiliated with Royal Alliance. Securities are not obligations of nor guaranteed by the bank, are not FDIC insured and may involve risk to principle and may lose value.
IMPORTANT CONSUMER INFORMATION:
A broker-dealer, investment adviser, BD agent, or IA rep may only transact business in a state if first registered, or is excluded or exempt from state broker-dealer, investment adviser, BD agent or IA rep registration requirements, as appropriate. Follow-up, individualized responses to persons in a state by such a firm or individual that involve either effecting or attempting to effect transactions in securities, or the rendering of personalized investment advice for compensation, will not be made without first complying with appropriate registration requirement, or an applicable exemption or exclusion.
For information concerning the licensing status or disciplinary history of broker-dealer, investment adviser, BD agent, or IA rep, a consumer should contact his or her state securities law administrator.